Wert-Berater, Inc.
USDA RURAL DEVELOPMENT · WATER & WASTE DISPOSAL

USDA Water & Waste Disposal Feasibility Study

Water systems, sewer and wastewater treatment, storm drainage and solid waste — the rate case, the user base and the coverage analysis a Rural Development reviewer expects to find.

Project typesWater · sewer · storm · solid waste
Guaranteed loans7 CFR Part 5001 (OneRD)
Direct loans & grants7 CFR Part 1780
Core questionRates, users and coverage
Standard delivery10–15 business days
Fee basisFixed, never contingent

What the Agency is testing on a water or waste file

A water and waste project is a utility, and a utility is underwritten on three things: the users, the rate they will pay, and whether the two together cover operations, debt service and reserves with something left for the system's long-term capital needs. Everything else in the study exists to support those three numbers.

That makes the analysis unusually concrete. Connections are counted, not estimated. Consumption comes from billing history. The rate case is built from the system's own cost of service, tested against what comparable systems in the region charge and against household income in the service area — because a rate that is technically sufficient and practically unaffordable does not get paid, and the Agency knows it.

The core exhibits

Guaranteed, direct and the regulation that applies

Water and waste financing also runs on two tracks. Guaranteed loans sit in the OneRD framework at 7 CFR Part 5001. Direct loans and grants are administered under 7 CFR Part 1780, which sets out the water and waste program's own application requirements.

Direct files typically involve a public body or a non-profit association with rate-setting authority, and the analysis leans on the rate ordinance, the governing board's adoption record and the affordability showing. Guaranteed files add a commercial lender's credit standards on top of the Agency's. We scope to the track you are actually on.

Affordability is where these files fail

The most common weakness we are asked to repair is a rate case that closes on paper and cannot be adopted in practice. A study that assumes a rate increase the board has never discussed, or one that pushes the average household bill well past what comparable systems in the region charge, invites exactly the question a reviewer is trained to ask.

We handle it by showing the arithmetic in public terms: the average residential bill before and after, the same figure for neighbouring systems, the bill as a share of median household income in the service area, and the adoption steps and timing the governing body would have to complete. Where the required rate is not realistically adoptable, the report says so and identifies the grant, phasing or scope changes that would close the gap.

How we work a water and waste engagement

We build from the system's own records — billing registers, audited financials, the rate ordinance, the engineering report and capital plan — combined with Census and American Community Survey income data for the service area, state utility commission or environmental agency filings, and comparable-system rate surveys we assemble for the region. Where the engineer's report drives the cost basis, we work to it rather than around it, and we note plainly where the two documents rest on different assumptions.

Standard delivery is 10 to 15 business days from a complete data room, the fee is fixed and quoted in advance, and it is never contingent on the finding.

Related reading

Frequently asked questions

Is a feasibility study required for a USDA water or sewer loan?
It depends on the track and the project. The Agency's water and waste application requirements call for supporting analysis of the system's financial capacity, and lenders on guaranteed files commonly require an independent study where the rate case or the user base carries the credit. Your loan officer's written requirement governs.
Who prepares the rate analysis, the engineer or the analyst?
The engineer's report establishes the physical scope and cost. The feasibility analyst builds the user base, the rate case, the coverage projections and the affordability showing on top of it. The two documents have to agree, and part of our job is making sure they do.
What coverage does a water or waste project need to show?
It varies by lender and by the terms of any existing debt. Reserve requirements and any covenant in prior bond documents constrain the answer, so the study tests coverage against those specific requirements rather than a generic ratio.
How is affordability measured?
Commonly as the average residential bill relative to median household income in the service area, benchmarked against comparable systems in the region. It is a judgement supported by evidence, not a single national threshold.
Can grant funding be assumed in the projections?
Only where it is committed or the application status is disclosed plainly. A projection that silently assumes an award that has not been made is the fastest way to lose a reviewer's confidence in the rest of the report.
Do you work with the system's board directly?
Yes, and usually with the engineer and the bond or loan counsel as well. The rate path has to be one the governing body can actually adopt, which means someone has to talk to the people who would adopt it.
Talk to the analyst who would run your file
Fixed fee quoted in one business day · never contingent on the finding · 10–15 business day standard delivery
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